Wolff Financial Advisors, LLC, an independent financial advisory firm, is committed to safeguarding confidential information entrusted to us.
Collection of Nonpublic Information: In the course of providing advisory services, we collect nonpublic personal information about you either from you and/or from third parties whom we are authorized to contact. Depending upon the scope of the planning engagement with Wolff Financial Advisors, this nonpublic personal information may include data about your personal finances and health history, information about transactions between you and third parties, and/or information from consumer reporting agencies. We use this information to help you meet your personal financial goals.
Disclosure of Nonpublic Information: We do not disclose nonpublic personal information except as required or permitted by law or in order to effect, administer, or enforce a transaction authorized by you. In our agreements with unaffiliated third parties that require access to nonpublic personal information, including for example financial service companies, consultants, and auditors, we require a signed confidentiality agreement from the third party and also restrict the use of nonpublic personal information to the purpose for which the information was disclosed. Federal and State securities regulators may review our records as permitted by law. We do not provide any of your nonpublic personal information to mailing list vendors or other solicitors.
Protecting the Confidentiality & Security of Current and Former Clients’ Data: We retain records relating to professional services that we provide so that we are better able to assist you with your financial planning and/or to comply with our professional and regulatory guidelines. We maintain physical, electronic, and procedural safeguards to guard your personal information.